Validation of a questionnaire to monitor symptoms in HIV-infected patients during hepatitis C treatment
© The Author(s) 2017
Received: 8 August 2017
Accepted: 14 September 2017
Published: 20 September 2017
Clinicians are incorporating patient-reported outcomes in the management of HIV-infected persons co-infected with hepatitis C virus (HCV), but there are no validated inventories to monitor symptoms of patients during HCV therapy.
Five-year retrospective cohort analysis of persons living with HIV (PLWH) treated for HCV.
The HCV symptom-inventory (HCV-SI) was administered before, during, and after HCV treatment. Discriminant validity was assessed, separately, in mixed model linear regression of HCV-SI T-scores on treatment regimens (pegylated-interferon and ribavirin; pegylated-interferon, ribavirin, and telaprevir; and interferon-free antivirals); and side effect-related premature treatment discontinuation (SE-DC).
From the 103 patients who completed the HCV-SI, 7% were female, 26% non-white, 32% cirrhotics and 91% had undetectable HIV viral loads. Most had genotype 1 (83%) and were HCV treatment-naïve (78%). We treated 19% of patients with pegylated-interferon and ribavirin, 22% with pegylated-interferon, ribavirin, and telaprevir and 59% received interferon-free antivirals. Overall, 77% achieved a sustained virologic response, and 6% discontinued HCV treatment due to side effects. In the treatment discrimination model, compared to the no treatment period, HCV-SI scores were significantly (p < 0.01) lower for interferon-free antivirals and higher for interferon-containing regimens. In the SE-DC model, the total HCV-SI, somatic and neuropsychiatric scores significantly predicted those patients who prematurely discontinued HCV treatment (P < 0.05).
The HCV-SI effectively differentiated among treatment regimens known to vary by side effect profiles and between patients with and without treatment discontinuation due to side effects. The HCV-SI may have value as a patient-reported outcome instrument predicting the risk of HCV treatment discontinuation.
Direct-acting antivirals (DAA) provide safe and curative treatment for hepatitis C virus (HCV) in patients who start and complete therapy successfully .
Clinicians treating HCV are increasingly incorporating patient-reported outcomes in clinical trials and routine care settings to better understand the interaction of complex patient-related factors . Although clinical trials have used instruments that mainly focus on disease-specific health quality of life such as The Chronic Liver Disease Questionnaire-Hepatitis C Virus , there are no standard quantitative monitoring tools that can systematically track different symptom domains of patients while on HCV therapy. Assessing symptoms of persons living with HIV (PLWH) while undergoing HCV-related health management is important as many PLWH may still present with non-specific psychosomatic symptoms before providers recognize potentially causative issues. These potential issues include relapse of substance/alcohol with resultant worsening depression, low perceived self-esteem, and/or poor adherence to HCV or antiretroviral medications . PLWH have a high prevalence of medical comorbidities and ongoing barriers to care such as substance/alcohol use, unstable housing, and neuropsychiatric disease . These factors can unfavorably impact patient medication tolerance, perception and willingness to complete HCV therapy, even when treating their HCV with shorter, better-tolerated, interferon (IFN)-free DAA [6, 7].
We previously validated a 41-item HCV symptom inventory (HCV-SI) as a predictor of HCV treatment initiation using pegylated interferon and ribavirin in PLWH. The inventory consists of a clinically meaningful, three-factor structure that includes neuropsychiatric, somatic, and sleep symptoms. The three-factor subscales demonstrated excellent internal consistency, reliability, and predictive validity .
The composition of HCV treatment regimens can serve as a validation criterion for an HCV symptom inventory, based on findings from clinical trials that symptom burden reflects the components of the HCV regimen. Therefore, we conducted the present study to compare the potential of a multidimensional HCV-SI score: (1) to discriminate between IFN-containing and IFN-free treatment regimens; and (2) to identify patients with premature treatment discontinuation and/or loss to follow-up due to worsening symptoms or side effects.
The Owen Hepatitis Co-Infection Clinic was founded in April 2008 as a multidisciplinary HCV primary care-based program at the University of California San Diego (UCSD) Medical Center. Since its inception, it has used inclusive protocols aimed at increasing HCV treatment uptake among PLWH, including those with ongoing drug use, alcohol consumption, neuropsychiatric disease, and unstable housing while fulfilling our minimum eligibility criteria . In short, the pre-treatment assessment for HCV treatment eligibility among patients with ongoing barriers to care required only: (1) consistent undetectable HIV viral load, (2) stable concurrent medical comorbidities, (3) favorable assessment by the team’s psychiatrist when there is a history of a psychiatric condition that may interfere with treatment, (4) encouraging registration with a needle exchange program for those with ongoing injection drug use, and (5) alcohol sobriety or controlled drinking for at least one month before HCV treatment initiation . To further investigate the psychometric properties of the HCV-SI, we assembled a retrospective longitudinal cohort of adult PLWH treated for HCV between December 2011 and May 2016.
The HCV-SI is incorporated in the substance, alcohol and depression screening as part of our standard of care every time a patient attends the Owen HCV Hepatitis Co-Infection Clinic. The testing is conducted before, during, and after HCV treatment. The first page of the evaluation contains a standard validated depression inventory (PHQ-9/CES-D), the second page includes the NIDA-ASSIST for illegal substance use and AUDIT-C for alcohol abuse assessment, and the third page contains the HCV-SI questions (Additional file 1: Table S1). We use the online survey platform SurveyGizmo for the HCV-SI. Regarding the HCV-SI, each symptom item includes a 5-category, Likert-scaled symptom severity response, ranging from 0 (symptom absent) to 4 (symptom very severe). The total HCV-SI score could range from 0 to 164. As previously reported , the 41-item HCV-SI yielded a three-factor structure explaining 60% of the variance for the inventory. Factor 1 (neuropsychiatric symptoms) had 17 items, factor 2 (somatic symptoms) had eleven items, and factor 3 (sleep symptoms) had two items, explaining 28, 22 and 11% of the variance, respectively. Internal consistency reliability estimates of the three subscales were 0.93, 0.89 and 0.79 for neuropsychiatric, somatic and sleep symptoms, respectively. The possible ranges of observable raw scores for the HCV-SI and its subscales were: 0–164 (HCV-SI total), 0–44 (somatic), 0–8 (sleep), and 0–68 (neuropsychiatric). We present raw sum scores, T-scores, and POMP-scores (percent of maximum possible) .
Per our HCV clinic protocol, following HCV therapy initiation patients are assessed monthly for the duration of the treatment. After treatment completion, patients returned after 1, 2 and 6 months during the INF-based era and, in the IFN-free DAA era, they returned after 1 and 3 months for SVR ascertainment. The HCV-SI is self-administered by patients prior to their clinic visit, taking approximately 5 min to complete. The last time that HCV-SI was administered in any given patient was during the clinical visit for SVR ascertainment. Patients who completed the HCV-SI during at least two phases of HCV treatment (before, during, or after treatment) were included in the analysis. Demographic data, substance use, psychiatric history, and comorbidity data were obtained from medical records.
Total HCV-SI scores were examined in longitudinal scatter plots with linear and lowess smoothing to select the distribution that best fits study data. Discriminant validity was assessed separately for criteria treatment regimen composition and premature treatment discontinuation, in a mixed model linear regression that accounts for repeated measures of the HCV-SI T-scores. Raw summated total HCV-SI and subscale scores were transformed to T-scores (with mean 50 and standard deviation 10) to facilitate comparison of regression model coefficients across models varying by SI total or subscale dependent variables . Our analyses focused on four dependent variables (T-scores for the total HCV-SI and the somatic, sleep, and neuropsychiatric subscales) and two independent discrimination variables (regimen composition and premature treatment discontinuation). To examine all selected variables, we fit by maximum likelihood separate mixed model random intercept linear regressions with robust standard errors using xtmixed (StataCorp. 2016. Stata Statistical Software: Release 14.2. College Station, TX).
Examination of discriminant validity of the HCV-SI was conducted using mixed model regression to compare HCV-SI scores while patients were receiving HCV treatment in the three-different groups, as follows: patients treated with pegylated interferon/ribavirin; those treated with pegylated interferon/ribavirin/telaprevir; and those treated with IFN-free DAA regimens. We estimated the treatment regimen effects using the non-treatment periods as the comparison reference category. For the premature treatment discontinuation criterion, we dichotomized patients into two groups according to whether they completed (reference category) or prematurely discontinued treatment due to side effects or loss to follow-up. We reported the intraclass correlation coefficient (ICC) for each model as a measure of the proportion of total variance in the dependent variable accounted for by clustering within subjects .
We conducted Harrell’s c-statistics, equivalent to the receiver operating characteristics (ROC) area, to evaluate the ability of the HCV-SI and its subscales to discriminate between the levels of the two discriminating criteria. The Harrell’s c-statistic was estimated for binary specifications of the criteria while taking into account within-subject clustering for (1) treatment regimen composition (combining both interferon-containing regimens in comparison with the combined no treatment and interferon-free DAA arms [reference category]) and (2) premature treatment continuation. The c-statistic was estimated using the Stata function somersd, which decomposes the ROC area into between and within cluster components . Finally, we compared the discrimination (Harrell’s c) of the total HCV Symptom Inventory T-score for the two discriminating outcomes to the comparable discrimination of PROMIS depression T-scores ascertained at the same clinic visits. Because both PHQ-9 and CES-D depression instruments were utilized during the study, we employed linking tables to transform both PHQ-9 and CES-D depression scores to PROMIS depression T-scores that were used in the analysis .
Demographic, HCV and HUV related characteristics of study patients
Total cohort (n = 103)
Peg-IFN + RBV
(n = 19)
Peg-IFN + RBV + TPV (n = 23)
IFN-free DAA (n = 61)
Age in years, mean (SD)
HIV risk factor
MSM + IDU
CD4 + in cells/mm3, median (IQR)
476.0 (341, 693)
607.0 (419, 719)
584.0 (426, 772)
417 (306, 598)
HIV viral load in copies/mL
HCV viral load in millions IU/L, median (IQR)
2.0 (0.4, 5.8)
3.8 (0.3, 9.7)
3.6 (1.2, 17)
1.3 (0.4, 3.5)
HCV treatment history
Cure but reinfected
Prior decompensation or CPS > B
Prior decompensated cirrhosis
SVR on treatment 1
No, null response
No, sides effects/adverse events
No, died during treatment
Discontinuation due to severe adverse events (1st regimen)
No. HCV-SI observations, median (IQR)
7.0 (4.0, 12.0)
8.0 (6.0, 15.0)
15.0 (11.0, 20.0
5.0 (4.0, 7.0)
Barriers to care
Ongoing drugs/alcohol use
Active psychiatric disease
By HCV treatment group, 19% (n = 19) of study patients were treated with pegylated interferon/ribavirin, 22% (n = 23) with pegylated-interferon/ribavirin/telaprevir, and 59% (n = 61) with IFN-free DAA. The IFN-free DAA regimens included sofosbuvir/ledipasvir (n = 39), sofosbuvir/simeprevir (n = 11), sofosbuvir/ribavirin (n = 8), sofosbuvir/daclatasvir (n = 1) and two patients received ombitasvir/paritaprevir/ritonavir plus dasabuvir and ribavirin. There were no differences between treatment groups in gender, race/ethnicity, HIV risk factor, the proportion of patients with suppressed HIV viremia and prior HCV treatment history outcomes (Table 1). Overall, 77% of patients achieved an HCV sustained viral response (SVR). Patients treated with IFN-free DAA achieved the highest SVR (88%) despite the high proportion of patients with cirrhosis in this group. Patients treated with pegylated interferon/ribavirin and pegylated interferon/ribavirin/telaprevir achieved an HCV SVR in 63 and 57%, respectively.
Distribution of HCV-SI total and subscale scores (raw, T-scores, and percent of maximum possible scores)
Number of patients
Number of responses
HCV-SI all symptoms [raw]
T-score, all symptoms
HCV-SI total, POMP
Neuropsychiatric symptoms [raw]
Somatic symptoms [raw]
Sleep symptoms [raw]
Mixed model regression: symptom (subscales) T-scores on treatment category
(Reference: no treatment)
T-score, all symptoms
B (95% CI)
B (95% CI)
B (95% CI)
B (95% CI)
Peg-IFN + RBV
2.89 (1.03, 4.75)**
2.36 (0.33, 4.38)*
1.85 (−0.21, 3.91)
2.43 (0.48, 4.39)*
Peg-IFN + RBV + TPV
4.06 (2.23, 5.89)***
4.22 (2.54, 5.89)***
0.59 (−1.68, 2.85)
2.88 (0.94, 4.82)**
−2.18 (−3.78, − 0.58)**
−1.763 (−3.22, − 0.31)*
−0.99 (−2.53, − 0.55)
−2.23 (−3.95, − 0.52)*
49.42 (47.69, 51.15)***
49.29 (47.64, 50.95)***
49.93 (48.35, 51.52)***
49.95 (48.16, 51.75)***
No. of patients
Mixed model regression: symptom (subscales) T-scores on premature HCV treatment discontinuation due to side effects or loss to follow-up
(Reference: all others)
T-score, all symptoms
B (95% CI)
B (95% CI)
B (95% CI)
B (95% CI)
Non-completer, AE/side effects
7.33 (1.05, 13.61)*
7.46 (0.70, 14.22)*
3.72 (−0.67, 8.10)
6.28 (1.31, 11.24)*
48.85 (47.03, 50.68)***
48.90 (47.12, 50.68)***
49.53 (47.85, 51.20)***
49.06 (47.24, 50.87)***
No. of patients
Additional file 3: Table S3 presents ROC areas adjusted for within-subject clustering by the source of variation (between- and within- subject) and by discriminating criteria for total HCV-SI and its subscales, as discussed in Methods. Discrimination was poorest for the sleep subscale and tended unsurprisingly to be higher for within-subject discrimination than between subject discrimination. For the binary regimen composition criterion, ROC area confidence intervals excluded the null value of 0.5 for the total HCV-SI and the somatic and neuropsychiatric subscales on both between and within-subject estimates. For the premature treatment discontinuation criterion, ROC area confidence intervals excluded 0.5 for all within-subject estimates but only for the neuropsychiatric subscale for between-subject estimates. Comparing the discrimination of the total HCV SI to that of the PROMIS depression score, the total HCV SI was somewhat more discriminating for both criteria, for both within and between subject estimates.
This study used the HCV-SI to evaluate the evolution of symptoms of PLWH before, during and after HCV treatment, and across three different HCV treatment eras. The HCV-SI discriminated among treatment regimens known to vary by their side effect profiles, and between those patients with and without premature HCV treatment discontinuation due to treatment-related side effects or loss to follow-up. These findings suggest that the HCV-SI can be used to monitor PLWH symptoms while undergoing HCV therapy.
If treating HCV with IFN-free DAA is shorter, better tolerated and more effective than the previous IFN-based therapies, why are quantitative instruments to monitor symptoms during HCV treatment with DAA of value? Improved access to contemporary HCV treatment regimens in patients with ongoing barriers to care and medical comorbidities is likely . Ongoing structured screening of patient symptoms during treatment could provide counseling opportunities for symptom management and dosing recommendations (e.g. correcting the inappropriate use of antacids with sofosbuvir/ledipasvir) . Use of a standardized assessment tool (such as the HCV-SI) facilitates a consistent approach for less experienced providers (such as nurse practitioners, physician assistants, and clinical pharmacists) to recognize patients at risk of treatment discontinuation [17, 18]. Hence, the HCV-SI allows standardization of patients’ self-reported safety issues. Additionally, initial licensing studies suggested that discontinuation of DAA treatment among PLWH due to side effects or lost to follow-up was exceedingly rare . However, data from actual clinical care in our clinic showed that during the first 2-years of DAA use, 5% of PLWH discontinued HCV therapy due to side effects or loss to follow-up . Moreover, unlike with IFN-based treatments, patients discontinuing IFN-free DAA therapy are at risk of developing HCV resistance and potential transmission of HCV resistance . Finally, incorporating symptom monitoring and concurrent drug and alcohol screening during and after HCV therapy can identify behaviors that put patients at risk for HCV reinfection . The value of quantitative inventories such as the one presented here to direct appropriate behavior change will be valuable in this regard .
The HCV-SI demonstrated discriminant validity based on HCV treatment composition, showing that patients receiving DAA had significantly lower scores than those treated with IFN-containing regimens. Consistent with results from clinical trials , most of our patients treated with IFN-Free DAA tolerated their regimens well, despite having a high proportion of patients with cirrhosis and even prior liver decompensation. In fact, among HCV-infected PLWH, those treated with IFN-free DAA had lower symptom scores than did untreated patients, particularly notable given that 10% of the patients treated with IFN-free DAA also received ribavirin.
Importantly, the HCV-SI effectively predicted patients who prematurely discontinued HCV therapy either due to side effects or loss to follow-up. Patients who discontinued HCV therapy due to side effects had significantly higher symptom scores than those who finished HCV therapy successfully.
This study had several limitations. First, the limited number of patients who prematurely discontinued IFN-free DAA therapy limits the ability to fully explore the value of the instrument since changes were primarily reported as averages across patient groups. Secondly, while the mixed effect models demonstrated statistical significance, the ROC areas, especially for between-subject estimates, were only moderate. Third, the sample size is relatively small, and the results may not be generalizable to other populations with different sociodemographic and clinical characteristics. Finally, although we found no major differences between those completing HCV-SI and those not completing it, it is possible that unmeasured differences existed between the included and excluded treated patients. Nevertheless, the results of this study highlight the value of incorporating quantitative tools such as the HCV-SI to measure and track subjective manifestations of PLWH to help identify those patients at risk of treatment discontinuation.
The HCV-SI showed discriminant validity across different HCV regimen compositions and identified patients at risk of HCV treatment discontinuation due to adverse events. Medical providers treating HCV among PLWH could consider the HCV-SI as a patient-reported outcome.
EC and Wm CM conceived study. EC, CB, BC and FT provided clinical care and participated in data collection and data entry. EC and Wm CM wrote the manuscript. WM CM conducted main statistical analyses. CB provided critical inputs for writing the manuscript. All authors read and approved the final manuscript.
We would like to thank The Owen Clinic Medical Assistants for supervising that the inventories were timely completed. We wish to thank Ms. Huifang Qin for providing logistic support and data management.
The authors declare that they have no competing interests.
Availability of data and materials
Data used for this analysis cannot be made publicly available due to ethical restriction from the UCSD Human Research Protection Program. The data are available in an anonymous manner without any patient’s private identifier upon request from the Principal Investigator (Dr. Edward Cachay) at email@example.com.
Consent for publication
All patients upon Owen Clinic enrollment provided written informed consent for the collection of data relevant to their clinical care and subsequent analysis through our IRB Master Protocol (IRB# 0719131). This study was conducted according to the principles expressed in the Declaration of Helsinki.
Ethics approval and consent to participate
The study was approved by the UCSD Human Research Protection Program (Project# 071931).
This work was supported in part by the Clinical Investigation Core of the University of California San Diego Center for AIDS Research [AI036214], the CFAR Network of Integrated Clinical Systems (CNICS) [R24 AI067039-01A1], and the Pacific AIDS Education and Training Center (PAETC). The funders had no role in study design, data collection, and analysis, decision to publish, or preparation of the manuscript.
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